Vacancy Details
Employer: Staff Concepts
Role Purpose
Implement the compliance strategy aligned to the compliance monitoring plan to assist the clients business in honouring their responsibility to comply with applicable regulatory requirements through directing the compliance function through identification, assessing, managing, monitoring and report on regulatory compliance risks facing the organisation.
The position shall further provide assurance that company policies and procedures are being complied with and that the organisation meets the regulatory and company's own standards and ensure that compliance support is aligned to business strategy.
You can contact us deirectly on renew@ikusasarec.co.za
Candidate Requirements
LLB, Legal or Compliance qualification. ·
Successfully passed the Key Individual Regulatory Examination 1 as required by the FSCA for Licensed Compliance Officers
· Phase I Approved - Category I FAIS Licensed Compliance Officer would be advantageous
· Post Graduate Diploma in Compliance Management would be advantageous · Risk Qualifications will also be an advantage
Experience ·
At least 5 years’ Compliance experience in the financial services industry · 2nd line compliance experience that will be advantageous:
· Combined assurance planning and execution · 1st line compliance experience · Regulatory Complaints Handling
You can email us on renew@ikusasarec.co.za
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