Responsibilities include:

Guide and advise Branches on AML/CFT and FAIS requirements
Conduct compliance training as per the compliance training plan, when required
Conduct compliance monitoring and testing, including providing recommendations and actions plans
Assist in filing of Cash threshold reports to the FIC on the goAML platform
Assist in managing all projects relating to the reporting to the FIC
Conduct investigations and file STRs/SARS to FIC on the goAML platform
Review and recommend for approval the opening of all high risk accounts and reporting thereof
Review and approve Re-KYC of high risk accounts and the EDD review memos
Reviewing and closing of transaction monitors
Prepare and submit monthly and quarterly reports to management on STR/SARS filed, high risk accounts, frozen accounts and the compliance monitors
Regularly review the Compliance Monitor’s functioning, quality of commentary and timeliness of clearing
Updating and managing SWIFT KYC Registry