- Pretoria
- Salary: Market Related
- Job Type: Permanent
- Sectors: Investment Finance
- Reference: 112750
Vacancy Details
Employer: Hire Resolve
Responsibilities
- Ensure compliance with FAIS, FICA, and the Short-Term Insurance Act.
- Monitor regulatory changes affecting wealth management and short-term insurance, advising on necessary adjustments.
- Assist in developing and implementing compliance policies and procedures for both divisions.
- Conduct compliance audits and monitoring activities to identify and address potential issues.
- Implement a structured monitoring plan and provide regular reports to the Head of Compliance.
- Perform risk assessments for wealth management and short-term insurance, implementing mitigation strategies.
- Provide compliance guidance to management and staff, ensuring understanding of regulatory obligations.
- Act as a compliance advisor on best practices for wealth management and short-term insurance.
- Develop and conduct compliance training sessions to promote awareness across both divisions.
- Keep staff informed about regulatory updates and compliance expectations.
- Serve as the primary regulatory liaison for both divisions, handling audits and inquiries.
Requirements
- Bachelor’s degree in Finance, Law, Risk Management, or a related field.
- Professional Compliance Certification (e.g., CPrac or equivalent) is advantageous.
- Minimum 3-5 years of compliance experience in the financial services industry, specifically in wealth management and/or short-term insurance.
- Extensive knowledge of South African regulations, especially FAIS, FICA, and the Short-Term Insurance Act
- Strong understanding of regulatory compliance in wealth management and short-term insurance.
- Excellent analytical and problem-solving skills with a focus on risk mitigation.
- High attention to detail and strong organizational skills.
- Effective communication skills for interacting with stakeholders and regulatory authorities.
- High ethical standards and an ability to promote a culture of compliance.
Benefits
- Salary: Negotiable
Contact Hire Resolve for your next career-changing move today
- Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn
- You can also visit the Hire Resolve website: hireresolve.us or email us your CV: gustav.vogel@hireresolve.us
- Please use "Compliance Officer" as your subject line when applying via email
We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future vacancies that arise.
8 people have applied for this job. 190 people have viewed this job.
About Hire Resolve
Hire Resolve removes the stress of the career search by
understanding you as an individual. We take more than just your qualifications
into account, considering factors like your salary and benefits expectations as
well as your preferred workplace culture to ensure that we find the perfect
opportunities to meet your unique needs.
As a specialist recruitment agency, we focus on the
Engineering, Finance, IT, Mining, Manufacturing, and Logistics industries. Our
team of recruitment consultants is well-versed and highly networked in the
industries in which they operate and are dedicated to ensuring that every
placement is a perfect fit.
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